D-9.2, r. 14 - Regulation respecting the compulsory professional development of financial planners

Section 3 Disposition versions

2012-09-01

3. A financial planner referred to in section 1 must, for any reference period, take part in professional development activities and accumulate 40 PDUs apportioned as follows:

(1)  15 PDUs related to training activities developed and provided by or in partnership with the IQPF involving integrated financial planning in the following 7 areas:

(a)  finance;

(b)  taxation;

(c)  legal aspects;

(d)  retirement planning;

(e)  estate planning;

(f)  investment;

(g)  insurance;

(2)  15 PDUs related to training activities recognized by the Authority in one or more of the 7 areas listed in paragraph 1; and

(3)  10 PDUs related to training activities recognized by the Authority in subjects pertaining to compliance with standards, ethics and business conduct, including 5 PDUs related directly to financial planning.

O.C. 970-2007, s. 3.